Regulations

Market Maker

M

Saxo Bank Fined $50 million for AML Violations

In Market Maker, Regulated

280 views

S

CME Group Fines JPMorgan Securities for Rule Violations

In Market Maker, North American Regulation, Regulated

366 views

C

FINRA Fines Interactive Brokers $125,000 for Alleged Violations

In Central American Regulation, Market Maker, North American Regulation, Regulated

291 views

F

CySEC Revokes KAB Strategy’s Authorization

In Market Maker, Revoke Suspended Licence

1,620 views

C

ASIC Sues eToro over High-Risk CFD Products

In Asian Regulation, European Securities and Markets Authority, Market Maker, Regulated

1,482 views

A

CySEC Fines Goldenburg Group EUR 400,000

In European Securities and Markets Authority, Market Maker, Regulated

1,544 views

C

Italy’s Competition Authority Fines eToro EUR 1.3 million for Misleading Advertising

In European Securities and Markets Authority, Market Maker, Regulated

1,376 views

I

ASIC Revokes Centurion Custodian Funds Management Ltd.’s Financial Services License

In Asian Regulation, Market Maker, Regulated, Revoke Suspended Licence

1,192 views

A

Italy’s CONSOB Blocks Four More Illegal and Potentially Fraudulent Websites

In European Securities and Markets Authority, Market Maker, Regulated, Revoke Suspended Licence

981 views

I

CONSOB Continues to Block New Illegal Websites

In European Securities and Markets Authority, Market Maker, Revoke Suspended Licence

1,706 views

C