FINRA fines Independent Financial Group $100k
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CME Group Fines JPMorgan Securities for Rule Violations
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FINRA Fines Alexander Investment Services for Alleged Violations
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FINRA Fines National Bank of Canada for alleged Financial Statement Inaccuracies
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FINRA Fines Interactive Brokers $125,000 for Alleged Violations
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NFA Fines Marex Spectron International Limited USD 250,000
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Dutch Antitrust Authority Investigates whether Apple Has already Complied with its Order
D
FINRA fines E*TRADE USD 350,000 for Lack of Monitoring Procedures
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SEC Accuses BitConnect Founder of USD2 Billion Cryptocurrency Fraud
S
US and Israeli Individuals Sentenced to Pay USD7 Million for Binary Options Fraud
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