Regulation Authority

Fine

F

FINRA fines EFG Capital International for alleged violations

In Central American Regulation, Regulated

525 views

F

FINRA Fines National Bank of Canada for alleged Financial Statement Inaccuracies

In North American Regulation, Regulated

438 views

F

FINRA Fines Interactive Brokers $125,000 for Alleged Violations

In Central American Regulation, Market Maker, North American Regulation, Regulated

459 views

F

ASIC Sues eToro over High-Risk CFD Products

In Asian Regulation, European Securities and Markets Authority, Market Maker, Regulated

1,566 views

A

CySEC Fines Goldenburg Group EUR 400,000

In European Securities and Markets Authority, Market Maker, Regulated

1,730 views

C

Italy’s Competition Authority Fines eToro EUR 1.3 million for Misleading Advertising

In European Securities and Markets Authority, Market Maker, Regulated

1,500 views

I

FCA Fines Julius Baer International Limited GBP 18 Million

In Market Maker, Regulated, UK Regulated

863 views

F

CySEC Fines Maxigrid Director EUR 200,000

In European Securities and Markets Authority, Revoke Suspended Licence

887 views

C

NFA Fines Marex Spectron International Limited USD 250,000

In North American Regulation, Regulated, STP Broker, UK Regulated

1,163 views

N

Spain Fines Deutsche Bank EUR 3 million for a “Very Serious” Violation

In European Securities and Markets Authority, Market Maker, Regulated

885 views

S